clients / CPO & CTA

CPO & CTA

Traditional futures and commodities managers (including CTAs, CPOs, IBs and FCMs) understand the detailed, time-consuming, and sometimes frustrating process of establishing and maintaining a CFTC and NFA compliant firm. 

We routinely deal with this part of the regulatory landscape and believe that understanding and expertise in this area is built only with years of experience and in-depth interaction with the regulators.  For these traditional entities, we can help you move as quickly and efficiently through any registration, filing or inquiry process.