Who Do We Serve?
Aspect Advisors provides compliance consulting services for a variety of financial industry participants, particularly those involved with alternative assets. With our broad and deep experience, we focus on modern compliance issues facing innovative entrepreneurs such as:
The investment management industry is undergoing a sea-change led by fintech entrepreneurs. Innovation in how people consume financial information, save, invest, make loans, and make payments have made financial life easier and faster in many profound ways – however, the old way of financial regulation still applies to many fintech firms.
Traditional investment advisers and wealth managers have been the backbone of the investment management industry. As their businesses evolve to meet the demands of a changing demographic equipped with on demand technology, the ways of previously dealing with compliance change.